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Contents > Section 6
Contents > Section 6.3
THE ETHICS OF RECRUITMENT AND FACULTY APPOINTMENT
Council of Colleges of Arts and Sciences
The Ohio State University 186 University Hall
230 North Oval Mall Columbus, Ohio
43210-1319
A statement adopted by the Council of Colleges of Arts
and Sciences in November, 1992.
Jointly adopted by the American Association of
University Professors in June, 1993.
PROLOGUE
The standards which follow are intended to apply to the
recruitment and appointment of faculty members in most colleges and
universities. These standards are directed to administrators and
faculty members in the belief that they will promote the
identification and selection of qualified candidates through a
process which promotes candor and effective communication among those
who are engaged in recruitment. The standards are offered not as
rules to serve every situation, but with the expectation that they
will provide a foundation for appropriate practices. The spirit of
openness and shared responsibility which these standards are intended
to convey are consistent with affirmative action as well as other
guiding principles in the recruitment of faculty.
I. THE ANNOUNCEMENT OF A FACULTY POSITION
- Prior to the announcement of a faculty vacancy, there
should be agreement among all responsible parties on each major
element of the position (e.g., rank, salary, and eligibility for
tenure), how the position relates to the department's (or
equivalent unit's) likely needs for the future, the expectations
concerning the professional work of the faculty member(s) being
recruited, and the resources that will be provided to help the
faculty member(s) meet those expectations.
- An institution that announces a search should be genuinely
engaged in an open process of recruitment for that position.
Descriptions of vacant positions should be published and
distributed as widely as possible to reach all potential
candidates. The procedure established for reviewing applicants and
for selecting final candidates should be consistent with the
institution's announced criteria and commitment to a fair and open
search.
- All announcements for faculty positions should be clear
concerning rank, the length of the appointment, whether the
position is with tenure or carries eligibility for tenure, whether
the availability of the position is contingent upon funding or
other conditions, teaching and research expectations, and
requisite experience and credentials. Criteria and procedures for
reappointment, promotion, and tenure at the institution, as well
as other relevant information, should be made available to all
interested candidates upon request.
- Interested candidates should have at least thirty days from
the first appearance of the announcement to submit their
applications.
II. CONFIDENTIALITY, INTERVIEWS, AND THE FINAL DECISION
- Institutions should respect the confidentiality of
candidates for faculty positions. The institution may contact
references, including persons who are not identified by the
candidate, but it should exercise discretion when doing so. An
institution should not make public the names of candidates without
having given the candidates the opportunity to withdraw from the
search.
- Those who participate in the interview should avoid any
discriminatory treatment of candidates. All communications with
the candidates concerning the position should be consistent with
the information stated in the announcements for the position.
- Candidates for faculty positions should disclose in a timely
fashion conditions that might materially bear upon the
institution's decision to offer the appointment (for example,
requirements for research funds, unusual moving costs, a delayed
starting date, or the intention to retain an affiliation at the
institution with which the candidate is currently
associated).
- If candidates request information about the progress of the
search and the status of their candidacy, they should be given the
information.
- The institution's decision about which candidate will be
offered the position should be consistent with the criteria for
the position and the duties as stated in the announcement of the
vacancy. If the selection of the final candidates will be based on
significant changes in the criteria for the position or the duties
as stated in the original announcement, the institution should
start a new search.
III. THE OFFER AND ACCEPTANCE
- The institution may wish to provide informal
notification to the successful candidate of its intention to offer
an appointment, but the formal offer itself should be an
unequivocal letter offering appointment signed by the responsible
institutional officer. "Oral offers" and "oral acceptances" should
not be considered binding, but communications between the
successful candidate and those representing the institution should
be frank and accurate, for significant decisions are likely to be
based on these exchanges. The written offer of appointment should
be given to the candidate within ten days of the institution's
having conveyed an intention to make the offer; a candidate should
be informed promptly if the offer is not to be forthcoming within
ten days.
- The terms of an offer to an individual should be consistent
with the announcement of the position. Each of the following
should be stated clearly in the letter offering an appointment:
(a) the initial rank; (b) the length of the appointment; (c)
conditions of renewal; (d) the salary and benefits; (e) the duties
of the position; (f) as applicable, whether the appointment is
with tenure, the amount of credit toward tenure for prior service,
and the maximum length of the probationary period; (9) as
applicable, the institution's "startup" commitments for the
appointment (for example, equipment and laboratory space); (h) the
date when the appointment begins and the date when the candidate
is expected to report; (i) the date by which the candidate's
response to the offer is expected, which should not be less than
two weeks from receipt of the offer; and 0) details of
institutional policies and regulations that bear upon the
appointment. Specific information on other relevant matters also
should be conveyed in writing to the prospective appointee.
- An offer of appointment to a faculty member serving at another
institution should be made no later than May 1, consistent with
the faculty member's obligation to resign, in order to accept
other employment, no later than May 15. It is recognized that, in
special cases, it might be appropriate to make an offer after May
1, but in such cases there should be an agreement by all concerned
parties.
- The acceptance of a position is a candidate's written
affirmative and unconditional response sent by the candidate to
the institution no later than the date stated in the offer of
appointment. If the candidate wishes to accept the offer
contingent upon conditions, those conditions should be specified
and communicated promptly in writing to the institution which is
offering the position.
- If the candidate intends to retain an affiliation with his or
her current institution, that circumstance should be brought
promptly to the attention of the current institution-and the
recruiting institution.
- Individuals who accept an appointment should arrive at the
institution in sufficient time to prepare for their duties and to
participate in orientation programs.
- Telephone: (614) 292-1882
- FAX: (614) 292-8666
- RJHOPKIN@MAGNUS.ACS.OHIO-STATE.EDU
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