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Contents > Section 5.12
Section 5.12
POLICIES AND PROCEDURES FOR REVIEW AND APPROVAL OF NEW DEGREES AND
NEW DEGREE PROGRAMS OTHER THAN GRADUATE DEGREES AND ASSOCIATE DEGREES
Under the terms of Section 3333.04 of the Ohio Revised Code, the
Ohio Board of Regents
is authorized to approve or disapprove all new degree programs at all
state colleges, universities, and other state-assisted institutions
of higher education. These policies and procedures, which are based
on Rule 3333-1-05 of the Ohio Administrative Code, provide guidelines
to assist institutional administrators in preparing proposals for new
degrees and new degree programs to be approved by the Board of
Regents.
Definitions
New degrees and new degree programs in state-assisted institutions
of higher education are defined as follows:
A "new degree" means any new recognition or award for
completion of a prescribed course of study in an institution of
higher education evidenced by a diploma or certificate and
designed customarily as Bachelor's degrees or professional degrees
such as Doctor of Medicine, Doctor of Dental Surgery, and Doctor
of Jurisprudence.
A "new degree program" means any prescribed course of
study in an institution of higher education designated as a
major, and/or area of specialization or
concentration leading to a recognized degree which was not in
effect as of September 20, 1963, and which has not previously been
approved by the Ohio Board of Regents.
A "state-assisted institution of higher education" means any
college or university receiving an appropriation subsidy for
current operation of its instructional activity from an
appropriation bill duly enacted into law by the State of Ohio.
Policies
Recognizing that many institutions are now conducting a continuing
review and evaluation of programs, the policies set out below define
the circumstances under which the Board of Regents will favorably
consider new program proposals as progress is made toward the review
of all programs now in place throughout the state system. (Ref. Ohio
Board of Regents, "Policy Statement on Review of New Degree Program
Proposals," January 15, 1982).
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1.
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Substantial weight in review of all program proposals
will be given to evidence of an institution's commitment and
progress in carrying forward internal program review and
evaluation, and over the longer period ahead to evidence
that programs of lesser value and productivity are giving
way to programs of greatest value. Attention is urged within
such internal review and evaluation to trade-offs which
reduce expenditures and which reallocate resources to
enhance the overall quality of programming which is
retained.
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2.
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Increased focus will be given in review of new program
proposals to the state-level perspective regarding the need
for new programs, the reasonableness of costs of similar
programs offered throughout the state system of colleges and
universities, the need for geographical access to programs
throughout the state, the relative quality of similar
programs existing throughout the state, and the
reasonableness of new program proposals to the missions of
individual institutions.
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At the same time, added attention will be given to
clarifying and understanding the larger context of
institutional purpose and objectives within which individual
programs are proposed.
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3.
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New proposals of an experimental or novel character will
be discouraged where similar programs have been approved
elsewhere but not yet fully tested as to effectiveness,
quality and student response.
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4.
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Particular attention and care will be given to review of
off-campus program proposals, not as fundamentally different
from on-campus proposals, but as involving a setting in
which all questions of need for service, duplication of
public and privately-sponsored programs, quality
maintenance, dissipation of resources and under-enrollment,
are more likely to be encountered than in on-campus
programming.
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5.
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Due consideration will be given to program proposals
associated with capital improvements appropriations enacted
by the General Assembly, in the interest of avoiding
unnecessary delay in construction planning, but subject to
the imperatives of proper state purpose set out above.
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A reluctance to approve new programs will be evident where
programs of similar purpose already exist within the system which
exhibit unused enrollment capacity or where expansion of an existing
program can meet the state's need for service. Similarly, proposals
which assert no additional institutional cost, due to use of existing
courses and faculty resources, will be tested against the reality of
new costs to the state through additional subsidy claims and through
increased per-student support requirements in state subsidy formulas
resulting from the addition of new but duplicative low-productivity
programs of similar purpose.
Procedures
NEW DEGREES AND NEW DEGREE PROGRAMS
The process for Ohio Board of Regents consideration of new degrees
and new degree programs includes the following steps:
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1.
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Advanced Notice. The administrative staff of the Ohio
Board of Regents should be notified in advance of the
institution's intent to initiate new degrees or new degree
programs. A "Preliminary Prospectus" should be submitted to
the Chancellor which is responsive to the guidelines in
Appendix A.
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Following an administrative staff review of the
"Preliminary Prospectus" against both institutional and
statewide objectives, the Chancellor will notify the
institution of additional actions needed.
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2.
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Formal Application for New Degree or New Degree Program.
Three (3) copies of the formal application for a new degree
or new degree program shall be submitted to the Chancellor
of the Ohio Board of Regents at least six months before the
anticipated starting date of the new program. Each
application shall contain a cover page (Appendix
B), a proposal which is responsive to the guidelines in
Appendix C, and a "Report of Fiscal
Impact" (Appendix
D).
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NOTE: The formal application for new degrees or new
degree programs shall be proposed to the Ohio Board of
Regents for approval or disapproval only after all required
college or university internal clearances or approvals have
been secured, including approval by the Board of Trustees or
Board of Directors of the institution.
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3.
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Review and Approva1 of Proposed Program. The proposal for
a new degree or new degree program will be reviewed and
analyzed by the administrative staff of the Board of
Regents. If it is deemed desirable to do so, the Chancellor
may refer the request to an advisory committee of the Board
for evaluation in terms of need and in terms of standards of
desired performance. Or the proposal may be referred by the
Chancellor to a consultant or consultants for evaluation in
terms of need and in terms of standards of desired
performance.
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The Chancellor shall present a recommendation to the
Board for approval or disapproval of each proposed new
degree or each proposed new degree program received by the
Board. The interested institution shall be given the
opportunity to present a statement of position on the matter
at the same time.
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The Ohio Board of Regents will vote approval or
disapproval of each new degree request or each new degree
program request at an official and regularly scheduled
meeting of the Board.
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MODIFICATION OF EXISTING PROGRAMS
On occasion when new degrees or new degree programs are the result
of modification of existing programs not requiring substantive
changes in curriculum, faculty, or financial resources, the following
process will apply:
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1.
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Submit a "Preliminary Prospectus" (see guidelines,
(Appendix A) for each program
modification (e.g., change of degree title, redesignation of
major, etc.) to the Chancellor of the Ohio Board of
Regents.
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2.
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Following an administrative staff analysis of the
"Preliminary Prospectus," the Chancellor will notify the
institution of additional actions-needed, or of approval of
the modification.
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3.
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If it is deemed necessary, the Chancellor will advise the
institutional representative of the need for a formal
application, in which case the procedures outlined above for
new degrees and new degree programs should be followed.
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OTHER PROGRAMS
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1.
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Associate Degree Programs - refer to the policies and
procedures outlined in the Operating Manual for Two-Year
Campuses (Ref. Rule 3333-1-04 of the Ohio Administrative
Code).
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2.
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Off-Campus Programs - refer to "Procedures for
Institutions Requesting Board of Regents Approval for New
Off-campus Degree Programs" (Ref. Rule 3333-1-08 of the Ohio
Administrative Code).
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3.
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Graduate Degree Programs - refer to "Guidelines and
Procedures for Review and Approval of Graduate Degree
Programs" (Ref. Rule 3333-1-07 of the Ohio Administrative
Code).
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2/84-UG
APPENDIX A
Guidelines
PRELIMINARY PROSPECTUS
- Indicate the title of the proposed program and
indicate whether it is a new degree, a new degree program, or the
modification of an existing program.
- State the rationale for initiating this action.
- Provide information regarding the relationship of the proposed
program action to the overall mission of the institution. Indicate
whether the program is part of an ongoing traditional mission, or
related to current strategies for modifying or redirecting
institutional objectives.
- Indicate the proposed implementation date for this
action.
- Indicate the department(s) or other organizational unit(s)
responsible for this program.
- Describe in catalog style, the program, including each
concentration or option. (If this program is a modification of an
existing program, indicate the specific changes.)
- Provide details regarding the source of students. Provide
estimates of the numbers of students (FTE) expected to enroll in
the proposed program over the next four-year period. Indicate
whether these will be current students or new students, and how
many are estimated to be full-time and/or part-time.
- Indicate the availability of other such programs within a
fifty-mile radius.
- Describe the impact this proposed program will have on
facilities, faculty, and support services.
- Estimate total costs, over and above current levels of
operation, associated with this proposed program during the next
four years.
2/84-UG
APPENDIX B
(see Handbook
Appendix to download this form)
APPENDIX C
Guidelines
PROPOSAL FOR NEW DEGREE OR NEW DEGREE PROGRAM
Please use this outline as a guide in the development of the
formal application for new degrees and new degree programs.
I. Nature of Request
- Indicate the type of program being requested (new
degree and/or new degree program).
- Indicate the location of the proposed program (e.g., main
campus, off-campus site).
II. Objectives for the Proposed Program
- State the general and specific educational objectives
of the program.
- Describe how this program will help achieve the goals and
objectives of your institution in terms of its role and
mission.
- Describe any unique characteristics or resources which make it
particularly appropriate for your institution to offer the
proposed program.
III. Rationale and Need for the Program
- Explain the rationale for this program.
- Cite the benefits for students, the institution, and the
region or state, of initiating this program.
- If applicable, state the specific local, state or national
needs for individuals trained by the proposed program. If
applicable, describe job opportunities that are available to
persons who complete the program. Provide supporting data.
- Indicate any licensure or certification requirements for which
this program will prepare students.
- Describe and document any needs, other than employment
opportunity, which will be met by the proposed program.
- Provide evidence of student interest in the program, as well
as projections of enrollment (full-time and part-time) for each of
the first five years of the program.
- List academic programs similar to the one proposed that are
offered in both public and independent institutions within a
fifty- mile radius of the proposed instructional site.
- Explain how these programs differ from the one proposed.
IV. Academic Planning
- Provide a brief description of the institutional
planning process that resulted in the initiation of the proposed
program. Indicate the relative priority level of this program
among institutional purposes, and explain how this has been
established.
- Describe how and when institutional clearances or approvals
for the new program were achieved.
- Provide information on the use of consultants or advisory
committees in development of the proposed program (append copies
of reports from such consultants or advisory committees).
V. Academic Control
- Describe administrative arrangements for the program
(department, college, and/or school involved).
- Indicate any cooperative arrangements with other institutions
and organizations that will be used to offer this program. Specify
the exact nature of such agreements and attach any formal
statements of agreement that have been developed.
- Specify the articulation arrangements with other institutions
that will be in effect for the program. Attach appropriate
documentation for such arrangements, if any.
VI. Curriculum
- Describe the program, including each option and
concentration, as it would appear in a catalog.
- List the courses (title, number, semester/quarter credit
hours, and catalog description) that would constitute the
requirements and other components of the proposed program.
Indicate which courses are currently offered and which will be new
(indicate new courses with an X).
- Describe the specific methods that will be used for evaluation
of the proposed program following implementation.
- Indicate whether your institution intends to seek specialized
accreditation from a professional association for this program,
and whether additional resources are required to gain
accreditation.
VII. Staffing Qualifications
- Describe the number and qualifications of full-time
faculty to be involved in the program. Provide a list of current
faculty (and areas of expertise) who will teach in the program,
and brief descriptions of the type of additional faculty
needed.
- Provide specific information on the number and qualifications
of part-time faculty to be used in the proposed
program.
VIII. Facilities and Support Services
- Describe facilities and equipment currently in
existence at your institution that will be used for the proposed
program.
- Explain how existing facilities and equipment for the proposed
program will impact on existing programs.
- Describe additional facilities, facility modifications and
equipment that will be required for use in the proposed
program.
- Indicate institutional plans for meeting any needs for
additional facilities and/or support resources.
- Describe the adequacy of the existing library to support the
proposed program in terms of print and non-print materials,
equipment, and personnel. If there are library standards used by
professional societies and/or accrediting agencies that will
evaluate the program, compare these to existing library
resources.
IX. Financial Resources
- Provide a projected budget for the next four (4)
academic years indicating the total needs to support the proposed
program.
- Indicate the adequacy of expected subsidy and other income to
meet these needs.
- Discuss briefly the internal reallocations of resources which
will occur, or other sources of funding to be used to support the
remaining resource requirements of this program. Be specific in
terms of faculty reallocations.
- Complete and attach the "Report of Fiscal Impact" in Appendix
D which provides an indication of the impact of the projected
FTE's in this program on the institution's enrollments. (This form
must be transmitted by the Ohio Board of Regents to the Speaker of
the House of Representatives, the President of the Senate, the
Legislative Budget Office of the Legislative Service Commission,
and the Director of Budget and Management, at least ten days prior
to formal action taken by the Regents. Ref. Section 3333.021 of
the Ohio Revised Code.)
2/84-UG
APPENDIX D
(see Handbook
Appendix to download this form)
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